SFC Licences of FUNG Sau Lin 馮秀蓮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 09 August 2012 30 June 2015
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 09 August 2012 30 June 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 21 June 2012 01 July 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 21 June 2012 01 July 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 02 July 2004 01 August 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 02 July 2004 01 August 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 26 June 2004
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 26 June 2004
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 15 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 15 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 15 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 15 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 15 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 15 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 15 August 2003