SFC Licences of TSEA Po Kwan 謝寶君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 04 October 2017 | 29 July 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 04 October 2017 | 29 July 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 04 October 2017 | 29 July 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 18 July 2014 | 07 July 2017 |
| Merrill Lynch Far East Limited | RE | 6 | 01 June 2007 | 12 April 2014 |
| Merrill Lynch Far East Limited | RE | 4 | 01 June 2007 | 12 April 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 01 June 2007 | 12 April 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 June 2007 | 12 April 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 June 2007 | 12 April 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 June 2007 | 12 April 2014 |
| UBS Securities Asia Limited | RE | 4 | 22 July 2004 | 03 January 2006 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 08 March 2004 | 14 July 2004 |