SFC Licences of LAM Yuk Ying, Elsa 林玉英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merdeka Investment Management Limited 領智投資管理有限公司 | RO | 9 | 01 November 2021 | |
Merdeka Investment Management Limited 領智投資管理有限公司 | RO | 4 | 01 November 2021 | |
Merdeka Securities Limited 領智證券有限公司 | RE | 1 | 01 November 2021 | |
Kingdom Investment Managers Limited 國權投資管理有限公司 | RO | 9 | 20 February 2018 | 23 September 2020 |
Kingdom Investment Managers Limited 國權投資管理有限公司 | RO | 4 | 20 February 2018 | 23 September 2020 |
Midas Securities Limited 金源證券有限公司 | RO | 9 | 21 February 2017 | 01 December 2017 |
Midas Securities Limited 金源證券有限公司 | RO | 4 | 21 February 2017 | 01 December 2017 |
Midas Securities Limited 金源證券有限公司 | RO | 2 | 21 February 2017 | 01 December 2017 |
Midas Securities Limited 金源證券有限公司 | RO | 1 | 21 February 2017 | 01 December 2017 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 19 March 2015 | 15 February 2017 |
VC Asset Management Limited 滙盈資產管理有限公司 | RO | 9 | 19 March 2015 | 15 February 2017 |
VC Futures Limited 滙盈期貨有限公司 | RE | 2 | 19 March 2015 | 15 February 2017 |
HF Asset Management Limited 匯福資產管理有限公司 | RO | 9 | 17 March 2014 | 23 February 2015 |
HF Asset Management Limited 匯福資產管理有限公司 | RE | 9 | 13 February 2014 | 17 March 2014 |
China International Capital Limited 中國國際資本有限公司 | RE | 9 | 01 August 2013 | 13 September 2013 |
VC Asset Management Limited 滙盈資產管理有限公司 | RO | 9 | 25 June 2010 | 01 June 2013 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 26 February 2010 | 01 June 2013 |
VC Futures Limited 滙盈期貨有限公司 | RE | 2 | 26 February 2010 | 01 June 2013 |
Well Link International Securities Limited 立橋國際證券有限公司 | RE | 2 | 24 September 2009 | 31 January 2010 |
Sino Capital Securities Limited 國順證券有限公司 | RE | 1 | 24 September 2009 | 31 January 2010 |
Nerico Brothers Limited | RE | 9 | 03 September 2007 | 03 September 2009 |
Nerico Brothers Limited | RE | 3 | 19 July 2007 | 03 September 2009 |
Nerico Brothers Limited | RE | 2 | 29 June 2007 | 03 September 2009 |
Nerico Brothers Limited | RE | 1 | 29 June 2007 | 03 September 2009 |
Kingston Futures Limited 金利豐期貨有限公司 | RE | 2 | 17 October 2006 | 07 June 2007 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 17 October 2006 | 07 June 2007 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 01 April 2003 | 25 April 2006 |
Kingston Futures Limited 金利豐期貨有限公司 | RE | 2 | 01 April 2003 | 25 April 2006 |
Kingston Futures Limited 金利豐期貨有限公司 | RE | 5 | 01 April 2003 | 13 September 2004 |
Kingston Futures Limited 金利豐期貨有限公司 | RE | 9 | 01 April 2003 | 13 September 2004 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 6 | 01 April 2003 | 13 September 2004 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 9 | 01 April 2003 | 13 September 2004 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 4 | 01 April 2003 | 13 September 2004 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 7 | 01 April 2003 | 04 July 2003 |