SFC Licences of CHAN Kwong Fat, George 陳廣發
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Plutus Asset Management Limited 貝德斯資產管理有限公司 | RE | 9 | 15 September 2022 | |
Plutus Asset Management Limited 貝德斯資產管理有限公司 | RE | 4 | 15 September 2022 | |
KEYSTONE CAPITAL LIMITED 翹石資本有限公司 | RE | 9 | 07 April 2022 | 19 August 2022 |
Nerico Brothers Limited | RE | 1 | 08 July 2014 | 30 March 2020 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 06 July 2011 | 08 January 2014 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 12 April 2010 | 08 December 2010 |
Rifa Securities Limited 日發證券有限公司 | RE | 1 | 28 September 2009 | 31 March 2010 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 02 June 2008 | 11 March 2009 |