SFC Licences of TANG Su See 陳淑茜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 24 April 2024 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 24 April 2024 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 09 January 2018 | 01 August 2023 |
| Merrill Lynch Far East Limited | RE | 6 | 12 January 2005 | 04 September 2010 |
| Merrill Lynch Far East Limited | RE | 4 | 12 January 2005 | 04 September 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 12 January 2005 | 04 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 12 January 2005 | 04 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 12 January 2005 | 04 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 January 2005 | 04 September 2010 |