SFC licenceholder AFU064 TANG Su See 陳淑茜

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 09 January 2018
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 12 January 2005 04 September 2010
Merrill Lynch Far East Limited RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 12 January 2005 04 September 2010