SFC Licences of FAN Chi Wai 樊志煒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 21 November 2012 | 19 June 2020 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 01 November 2012 | 19 June 2020 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 20 September 2012 | 19 June 2020 |
| orientiert XYZ Securities Limited | RE | 1 | 03 April 2012 | 23 August 2012 |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 02 December 2010 | 09 March 2012 |