SFC Licences of LAU Hon Leung 劉漢良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 21 January 2010 | 22 July 2022 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 21 January 2010 | 22 July 2022 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 17 June 2008 | 31 December 2009 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 17 June 2008 | 31 December 2009 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 17 September 2004 | 31 May 2008 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 17 September 2004 | 31 May 2008 |
VC Futures Limited 滙盈期貨有限公司 | RE | 2 | 19 January 2004 | 16 September 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 01 April 2003 | 16 September 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 4 | 01 April 2003 | 03 December 2003 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 9 | 01 April 2003 | 03 December 2003 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 6 | 01 April 2003 | 03 December 2003 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 7 | 01 April 2003 | 26 August 2003 |