SFC Licences of HO Ping Nga, Derek 何平雅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 17 March 2014 14 June 2014
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 17 March 2014 14 June 2014
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 17 March 2014 14 June 2014
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RO 4 13 June 2013 28 February 2014
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RO 1 13 June 2013 28 February 2014
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RO 4 14 August 2012 28 February 2014
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RO 1 14 August 2012 28 February 2014
Midland Wealth Management Limited 美聯資產管理有限公司 RO 4 23 April 2010 06 July 2012
Midland Wealth Management Limited 美聯資產管理有限公司 RO 1 23 April 2010 06 July 2012
Midland Wealth Management Limited 美聯資產管理有限公司 RE 1 27 January 2010 23 April 2010
Midland Wealth Management Limited 美聯資產管理有限公司 RE 4 22 May 2009 23 April 2010
Centaline Wealth Management Limited 中原資產管理有限公司 RO 9 09 August 2007 08 May 2009
Centaline Wealth Management Limited 中原資產管理有限公司 RO 4 09 August 2007 08 May 2009
Centaline Wealth Management Limited 中原資產管理有限公司 RE 4 18 August 2004 09 August 2007
iBest Consultants Limited RE 4 01 April 2003 21 April 2004
iBest Consultants Limited RE 6 01 April 2003 21 April 2004
iBest Consultants Limited RE 9 01 April 2003 21 April 2004