SFC Licences of TSE Lai Yung 謝麗榕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 01 April 2003 01 November 2007
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 01 April 2003 01 November 2007
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 4 01 April 2003 24 January 2005
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 9 01 April 2003 24 January 2005