SFC Licences of LEE Won Jong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Asset Management (Hong Kong) Limited | RE | 9 | 12 October 2012 | 26 June 2015 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 12 October 2012 | 26 June 2015 |
UBS Securities Asia Limited | RE | 4 | 12 October 2012 | 26 June 2015 |
UBS Securities Asia Limited | RE | 1 | 12 October 2012 | 26 June 2015 |
UBS Securities Hong Kong Limited | RE | 6 | 12 October 2012 | 26 June 2015 |
UBS Securities Hong Kong Limited | RE | 1 | 12 October 2012 | 26 June 2015 |
UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 05 July 2010 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |