SFC Licences of YAU Shu Shan 游樹珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 07 February 2012 | 16 July 2013 |
HSBC Structured Funds (Asia) Limited | RE | 9 | 21 September 2009 | 16 February 2012 |
HSBC Structured Funds (Asia) Limited | RE | 4 | 10 November 2006 | 16 February 2012 |
HSBC Structured Funds (Asia) Limited | RE | 9 | 10 November 2006 | 01 July 2007 |
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 | RE | 6 | 01 April 2003 | 30 March 2004 |