SFC Licences of HUNG Shing Ming 洪誠明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 6 27 August 2015 10 September 2018
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 4 27 August 2015 10 September 2018
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 1 27 August 2015 10 September 2018
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 13 August 2015 27 August 2015
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 13 August 2015 27 August 2015
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 13 August 2015 27 August 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 03 September 2007 02 September 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 03 September 2007 02 September 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 11 October 2004 26 February 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 11 October 2004 26 February 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 11 October 2004 26 February 2007
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 08 December 2003 26 April 2004
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 08 December 2003 26 April 2004