SFC Licences of MITHRAN Girish
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 03 June 2021 | 08 November 2022 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 03 June 2021 | 08 November 2022 |
| Nine Masts Capital Limited 天元資本有限公司 | RE | 9 | 21 November 2019 | 31 July 2020 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 2 | 22 April 2014 | 01 March 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 1 | 22 April 2014 | 01 March 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 26 June 2012 | 22 April 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 26 June 2012 | 22 April 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 07 November 2003 | 21 March 2012 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 07 November 2003 | 21 March 2012 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 07 November 2003 | 21 March 2012 |