SFC Licences of KWOK Hing Vie, Henry 郭慶威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 | RO | 1 | 10 January 2013 | 28 March 2013 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 | RE | 1 | 01 November 2010 | 10 January 2013 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 | RO | 4 | 20 February 2009 | 01 November 2010 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 | RO | 1 | 20 February 2009 | 01 November 2010 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RO | 6 | 21 June 2005 | 31 October 2008 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 1 | 21 June 2005 | 31 October 2008 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 6 | 24 February 2005 | 21 June 2005 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 01 April 2003 | 01 February 2005 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 9 | 01 April 2003 | 01 February 2005 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 6 | 01 April 2003 | 01 February 2005 |