SFC Licences of YU Yee Man, Francesca 余綺文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 01 April 2022
Cinda International Securities Limited 信達國際證券有限公司 RE 1 01 April 2022
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 16 January 2018 16 March 2022
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 2 16 January 2018 16 March 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 29 December 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 06 May 2015 29 December 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 06 May 2015 02 October 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 01 April 2003 28 April 2015
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 01 April 2003 28 April 2015
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 01 April 2003 03 June 2003
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 5 01 April 2003 03 June 2003
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 6 01 April 2003 03 June 2003
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 7 01 April 2003 03 June 2003
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 9 01 April 2003 03 June 2003
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 01 April 2003 03 June 2003