SFC Licences of WONG Yu Tung, Gary 王宇東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 16 September 2008 | 31 December 2013 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 16 September 2008 | 31 December 2013 |
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 | RE | 2 | 11 March 2004 | 09 August 2008 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 11 March 2004 | 09 August 2008 |