SFC Licences of LO Sui Yan, Rex 盧穗欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RO 4 04 May 2017
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RO 1 04 May 2017
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 4 24 June 2014 04 May 2017
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 1 24 June 2014 04 May 2017
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RO 4 14 April 2014 24 May 2014
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 9 24 September 2013 24 May 2014
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 4 24 April 2013 24 May 2014
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 1 24 April 2013 24 May 2014
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 06 February 2012 28 May 2012
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 09 January 2012 28 May 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 20 November 2010 03 September 2011
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 1 02 November 2010 03 September 2011
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RO 1 15 February 2008 20 November 2010
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 1 09 November 2007 15 February 2008
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RO 1 02 March 2007 09 November 2007
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 1 01 April 2003 02 March 2007
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 4 01 April 2003 08 January 2004
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 6 01 April 2003 08 January 2004
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 9 01 April 2003 08 January 2004