SFC Licences of LONG David Nicholas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | 4 | 02 December 2003 | 31 January 2007 |
| J.P. Morgan Securities (Far East) Limited | RO | 4 | 02 December 2003 | 31 January 2007 |
| J.P. Morgan Securities (Far East) Limited | RO | 1 | 01 April 2003 | 31 January 2007 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 1 | 01 April 2003 | 31 January 2007 |
| J.P. Morgan Securities (Far East) Limited | RO | 7 | 01 April 2003 | 15 February 2005 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 7 | 01 April 2003 | 02 December 2003 |