SFC Licences of ESPINASSE Philippe Michel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 29 June 2007 | 08 November 2008 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 29 June 2007 | 08 November 2008 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 29 June 2007 | 08 November 2008 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 06 May 2005 | 13 November 2006 |
| Macquarie Corporate (Hong Kong) Limited | RO | 6 | 04 October 2004 | 13 November 2006 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 6 | 04 October 2004 | 13 November 2006 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 25 June 2004 | 04 October 2004 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 25 June 2004 | 04 October 2004 |