SFC Licences of KWONG Marcus Mann 鄺孟芹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
UBS Securities Hong Kong Limited	RE	7	07 July 2022
UBS Securities Hong Kong Limited	RE	2	07 July 2022
UBS Securities Hong Kong Limited	RE	1	07 July 2022
UBS Securities Asia Limited	RE	2	07 July 2022
UBS Securities Asia Limited	RE	1	07 July 2022
Morgan Stanley Hong Kong Securities Limited	RE	7	19 November 2019	03 March 2022
Morgan Stanley Hong Kong Securities Limited	RE	2	11 November 2019	03 March 2022
Morgan Stanley Hong Kong Securities Limited	RE	1	11 November 2019	03 March 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	11 November 2019	03 March 2022
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	7	23 June 2010	06 March 2013
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	2	29 June 2009	27 September 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	29 June 2009	27 September 2019
UBS Securities Asia Limited	RE	2	31 March 2005	25 April 2009
UBS Securities Asia Limited	RE	1	31 March 2004	25 April 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	01 April 2003	13 March 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	01 April 2003	13 March 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	01 April 2003	13 March 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	01 April 2003	13 March 2004