SFC Licences of CHENG Wai Lim 鄭威廉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ewarton Securities Limited 穎翔證券有限公司 | RE | 1 | 11 August 2005 | 29 December 2006 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 19 September 2003 | 09 November 2004 |