SFC Licences of TANG Yeuk Sze, Phoebe 鄧若詩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 4 20 February 2004 31 January 2011
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 1 20 February 2004 31 January 2011
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 9 20 February 2004 12 October 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 01 April 2003 07 February 2004
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 5 01 April 2003 07 February 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 01 April 2003 07 February 2004
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 9 01 April 2003 07 February 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 6 01 April 2003 07 February 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 9 01 April 2003 07 February 2004
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 01 April 2003 07 February 2004