SFC Licences of CHAN Sau Kuen 陳秀娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 20 March 2019 | |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 28 April 2011 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 28 April 2011 | |
| Celestial Securities Limited 時富證券有限公司 | RE | 3 | 07 February 2005 | 02 April 2011 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 23 March 2004 | 02 April 2011 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 23 March 2004 | 02 April 2011 |