SFC Licences of SOLWAY Paul Simon Herbert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bank of New York Mellon, The | 4 | 05 September 2019 | ||
| Bank of New York Mellon, The | 1 | 05 September 2019 | ||
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 02 August 2005 | 05 October 2012 |
| HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 10 July 2003 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 10 July 2003 |
| HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 10 July 2003 |
| HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 10 July 2003 |