SFC Licences of CHAN Sze Yuan, Graham 陳思源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 9 | 29 December 2003 | 31 October 2007 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 29 December 2003 | 31 October 2007 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 9 | 01 April 2003 | 12 September 2003 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 6 | 01 April 2003 | 12 September 2003 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 4 | 01 April 2003 | 12 September 2003 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 6 | 01 April 2003 | 12 September 2003 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 4 | 01 April 2003 | 12 September 2003 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 9 | 01 April 2003 | 12 September 2003 |