SFC Licences of WONG Chin Pang 黃展鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OnePlatform Asset Management Limited 環一資產管理有限公司
RO 1, 4, 9 13 May 2022
OnePlatform Securities Limited 環一證券有限公司
RO 1, 4 12 May 2022
OnePlatform Securities Limited 環一證券有限公司
RE 1 23 December 2021 12 May 2022
Fosun Hani Securities Limited 復星恆利證券有限公司
RE 1 29 October 2021 14 November 2021
South China Securities Limited 南華證券投資有限公司
RE 1 12 July 2021 14 July 2021
South China Commodities Limited 南華期貨有限公司
RE 2 12 July 2021 14 July 2021
Hantec Futures Limited 亨達期貨有限公司
RO 2 07 November 2018 03 June 2021
Hantec Securities Co. Limited 亨達證券有限公司
RO 1 07 November 2018 03 June 2021
Hantec Securities Co. Limited 亨達證券有限公司
RE 1 11 October 2018 07 November 2018
Hantec Futures Limited 亨達期貨有限公司
RE 2 11 October 2018 07 November 2018
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司
RE 9 31 August 2017 15 July 2018
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司
RO 2 01 March 2017 15 July 2018
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
RO 1 01 March 2017 15 July 2018
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司
RO 4 29 August 2014 15 July 2018
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司
RO 9 29 August 2014 31 August 2017
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
RE 1 30 April 2014 01 March 2017
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司
RE 2 30 April 2014 01 March 2017
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司
RE 4, 9 30 April 2014 29 August 2014
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 2 09 May 2013 18 April 2014
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RO 4, 9 09 March 2011 01 February 2013
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 4, 9 07 February 2011 09 March 2011
Huarong International Securities Limited 華融國際證券有限公司
RE 1, 4 01 November 2010 18 January 2011
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RO 9 12 January 2010 14 September 2010
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 9 12 May 2009 12 January 2010
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 9 20 October 2008 30 April 2009
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 2 05 January 2006 13 October 2006
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 1 01 April 2003 02 January 2006
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 2 01 April 2003 02 January 2006
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司
RE 4, 9 01 April 2003 02 January 2006
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 4, 6, 9 01 April 2003 29 March 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 5 01 April 2003 29 March 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 9 01 April 2003 09 December 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 7 01 April 2003 15 August 2003