| Institution |
Role |
Licences |
Start date |
End date |
OnePlatform Asset Management Limited 環一資產管理有限公司
|
RO |
1, 4, 9 |
13 May 2022 |
|
OnePlatform Securities Limited 環一證券有限公司
|
RO |
1, 4 |
12 May 2022 |
|
OnePlatform Securities Limited 環一證券有限公司
|
RE |
1 |
23 December 2021 |
12 May 2022 |
Fosun Hani Securities Limited 復星恆利證券有限公司
|
RE |
1 |
29 October 2021 |
14 November 2021 |
South China Securities Limited 南華證券投資有限公司
|
RE |
1 |
12 July 2021 |
14 July 2021 |
South China Commodities Limited 南華期貨有限公司
|
RE |
2 |
12 July 2021 |
14 July 2021 |
Hantec Futures Limited 亨達期貨有限公司
|
RO |
2 |
07 November 2018 |
03 June 2021 |
Hantec Securities Co. Limited 亨達證券有限公司
|
RO |
1 |
07 November 2018 |
03 June 2021 |
Hantec Securities Co. Limited 亨達證券有限公司
|
RE |
1 |
11 October 2018 |
07 November 2018 |
Hantec Futures Limited 亨達期貨有限公司
|
RE |
2 |
11 October 2018 |
07 November 2018 |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司
|
RE |
9 |
31 August 2017 |
15 July 2018 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司
|
RO |
2 |
01 March 2017 |
15 July 2018 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
|
RO |
1 |
01 March 2017 |
15 July 2018 |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司
|
RO |
4 |
29 August 2014 |
15 July 2018 |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司
|
RO |
9 |
29 August 2014 |
31 August 2017 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
|
RE |
1 |
30 April 2014 |
01 March 2017 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司
|
RE |
2 |
30 April 2014 |
01 March 2017 |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司
|
RE |
4, 9 |
30 April 2014 |
29 August 2014 |
BOCI Securities Limited 中銀國際證券有限公司
|
RE |
1, 2 |
09 May 2013 |
18 April 2014 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
|
RO |
4, 9 |
09 March 2011 |
01 February 2013 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
|
RE |
4, 9 |
07 February 2011 |
09 March 2011 |
Huarong International Securities Limited 華融國際證券有限公司
|
RE |
1, 4 |
01 November 2010 |
18 January 2011 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
|
RO |
9 |
12 January 2010 |
14 September 2010 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
|
RE |
9 |
12 May 2009 |
12 January 2010 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
|
RE |
9 |
20 October 2008 |
30 April 2009 |
BOCI Securities Limited 中銀國際證券有限公司
|
RE |
1, 2 |
05 January 2006 |
13 October 2006 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
|
RE |
1 |
01 April 2003 |
02 January 2006 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
|
RE |
2 |
01 April 2003 |
02 January 2006 |
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司
|
RE |
4, 9 |
01 April 2003 |
02 January 2006 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
|
RE |
4, 6, 9 |
01 April 2003 |
29 March 2005 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
|
RE |
5 |
01 April 2003 |
29 March 2005 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
|
RE |
9 |
01 April 2003 |
09 December 2003 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
|
RE |
7 |
01 April 2003 |
15 August 2003 |