SFC Licences of CHEUNG Pak Lun 張伯倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 26 February 2010 | 26 May 2014 |
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 05 March 2008 | 26 May 2014 |
Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 | RE | 4 | 03 April 2007 | 31 October 2007 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 14 July 2006 | 28 February 2007 |
Greater China Securities Limited 大中華證券有限公司 | RE | 1 | 02 March 2006 | 04 May 2006 |
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 4 | 03 May 2005 | 07 February 2006 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 21 April 2004 | 13 April 2005 |