SFC Licences of NG Kin Ying 吳健瑛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Forthright Securities Company Limited 方德證券有限公司 | RE | 5 | 07 November 2019 | |
Forthright Securities Company Limited 方德證券有限公司 | RE | 2 | 07 November 2019 | |
Forthright Securities Company Limited 方德證券有限公司 | RO | 4 | 15 October 2018 | |
Forthright Securities Company Limited 方德證券有限公司 | RE | 4 | 26 February 2018 | 15 October 2018 |
Forthright Securities Company Limited 方德證券有限公司 | RO | 1 | 23 November 2017 | |
Forthright Securities Company Limited 方德證券有限公司 | RE | 1 | 09 August 2016 | 23 November 2017 |
Gong Ping Futures Limited 公平期貨有限公司 | RE | 2 | 16 May 2013 | 23 April 2016 |
Gong Ping Securities Limited 公平證券有限公司 | RE | 1 | 16 May 2013 | 23 April 2016 |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 29 September 2010 | 04 May 2013 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 02 April 2007 | 04 May 2013 |