SFC Licences of NG Kin Ying 吳健瑛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Forthright Securities Company Limited 方德證券有限公司 RE 5 07 November 2019
Forthright Securities Company Limited 方德證券有限公司 RE 2 07 November 2019
Forthright Securities Company Limited 方德證券有限公司 RO 4 15 October 2018
Forthright Securities Company Limited 方德證券有限公司 RE 4 26 February 2018 15 October 2018
Forthright Securities Company Limited 方德證券有限公司 RO 1 23 November 2017
Forthright Securities Company Limited 方德證券有限公司 RE 1 09 August 2016 23 November 2017
Gong Ping Futures Limited 公平期貨有限公司 RE 2 16 May 2013 23 April 2016
Gong Ping Securities Limited 公平證券有限公司 RE 1 16 May 2013 23 April 2016
Kaiser Futures Limited 嘉信期貨有限公司 RE 2 29 September 2010 04 May 2013
Kaiser Securities Limited 嘉信証券有限公司 RE 1 02 April 2007 04 May 2013