SFC Licences of LAM Pui Fan 林佩芬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	23 March 2009	13 September 2019
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	23 March 2009	13 September 2019
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RE	2	15 January 2009	21 March 2009
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	1	15 January 2009	21 March 2009
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	15 January 2009	21 March 2009
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	29 March 2005	09 January 2009
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	29 March 2005	09 January 2009
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	01 April 2003	29 March 2005
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	01 April 2003	29 March 2005
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	9	01 April 2003	20 July 2004
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	5	01 April 2003	20 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	9	01 April 2003	20 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	6	01 April 2003	20 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	4	01 April 2003	20 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	7	01 April 2003	11 September 2003