SFC Licences of LI Tak Kwong, Charles 李德光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pelican Financial Limited 百利勤金融有限公司 | RO | 6 | 13 April 2018 | |
Beijing Securities Limited 北京證券有限公司 | RO | 6 | 07 November 2008 | 10 April 2018 |
Beijing Securities Limited 北京證券有限公司 | RO | 4 | 07 November 2008 | 10 April 2018 |
Beijing Securities Limited 北京證券有限公司 | RO | 1 | 07 November 2008 | 10 April 2018 |
Libertas Capital Asia Limited | RO | 6 | 21 June 2007 | 01 July 2008 |
Libertas Capital Asia Limited | RO | 1 | 21 June 2007 | 01 July 2008 |
Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RO | 6 | 01 April 2003 | 23 September 2006 |
Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RO | 1 | 01 April 2003 | 23 September 2006 |