SFC Licences of HUI Kwan Yue Judy 許坤茹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pearl Capital Limited 尚源資本有限公司 |
RO | 1, 4 | 16 November 2021 | |
| BOCI Securities Limited 中銀國際證券有限公司 |
RE | 1, 2 | 16 November 2005 | 18 December 2018 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RE | 2 | 16 November 2005 | 27 January 2011 |
| Funderstone Securities Limited |
RE | 1 | 30 December 2004 | 31 October 2005 |
| Funderstone Futures Limited |
RE | 2 | 30 December 2004 | 31 October 2005 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2, 5, 7, 9 | 01 April 2003 | 31 July 2003 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1, 4, 6, 7, 9 | 01 April 2003 | 31 July 2003 |