SFC Licences of HUI Kwan Yue Judy 許坤茹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pearl Capital Limited 尚源資本有限公司
RO 1, 4 16 November 2021
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 2 16 November 2005 18 December 2018
BOCI Commodities & Futures Limited 中銀國際期貨有限公司
RE 2 16 November 2005 27 January 2011
Funderstone Securities Limited
RE 1 30 December 2004 31 October 2005
Funderstone Futures Limited
RE 2 30 December 2004 31 October 2005
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2, 5, 7, 9 01 April 2003 31 July 2003
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1, 4, 6, 7, 9 01 April 2003 31 July 2003