SFC Licences of TO Tsz Wai 杜子偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
VL Asset Management Limited 以立投資管理有限公司	RO	9	08 September 2020
Ginger Capital Advisory Limited	RO	9	01 June 2011	19 July 2013
Ginger Capital Advisory Limited	RO	4	01 June 2011	19 July 2013
Hamon Asian Advisors Limited	RO	9	16 June 2008	31 July 2010
Hamon Asian Advisors Limited	RO	4	16 June 2008	31 July 2010
Hamon Asset Management Limited	RO	9	16 June 2008	31 July 2010
Hamon Asset Management Limited	RO	5	16 June 2008	31 July 2010
Hamon Asset Management Limited	RO	4	16 June 2008	31 July 2010
Hamon Investment Management Limited	RO	9	16 June 2008	31 July 2010
Hamon Investment Management Limited	RO	5	16 June 2008	31 July 2010
Hamon Investment Management Limited	RO	4	16 June 2008	31 July 2010
Hamon Asset Management Limited	RE	5	08 June 2006	16 June 2008
Hamon Investment Management Limited	RE	5	08 June 2006	16 June 2008
Hamon Asset Management Limited	RE	9	18 May 2005	16 June 2008
Hamon Asset Management Limited	RE	4	18 May 2005	16 June 2008
Hamon Investment Management Limited	RE	9	18 May 2005	16 June 2008
Hamon Investment Management Limited	RE	4	18 May 2005	16 June 2008
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	01 April 2003	10 March 2005
Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司	RE	2	01 April 2003	10 March 2005
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司	RE	9	01 April 2003	07 February 2005
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司	RE	6	01 April 2003	07 February 2005
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司	RE	4	01 April 2003	07 February 2005
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司	RE	1	01 April 2003	07 February 2005
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	9	01 April 2003	07 February 2005
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	6	01 April 2003	07 February 2005
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	4	01 April 2003	07 February 2005
Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司	RE	9	01 April 2003	07 February 2005
Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司	RE	5	01 April 2003	07 February 2005