SFC Licences of HUI John 許僑聲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Quam Securities Limited 華富建業證券有限公司	RE	9	01 November 2021
Quam Securities Limited 華富建業證券有限公司	RO	2	01 September 2020
Quam Securities Limited 華富建業證券有限公司	RE	2	29 June 2020	01 September 2020
Quam Securities Limited 華富建業證券有限公司	RO	4	14 March 2019
Quam Securities Limited 華富建業證券有限公司	RO	1	14 March 2019
Quam Securities Limited 華富建業證券有限公司	RE	4	28 December 2018	14 March 2019
Quam Securities Limited 華富建業證券有限公司	RE	1	28 December 2018	14 March 2019
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司	RO	2	29 May 2017	04 December 2018
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RO	4	29 May 2017	04 December 2018
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RO	1	29 May 2017	04 December 2018
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司	RE	2	07 April 2017	29 May 2017
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	4	20 January 2017	29 May 2017
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	1	20 January 2017	29 May 2017
CMBC International Securities Limited 民銀國際證券有限公司	RO	4	30 November 2016	06 January 2017
CMBC International Securities Limited 民銀國際證券有限公司	RO	1	30 November 2016	06 January 2017
Quam Securities Limited 華富建業證券有限公司	RO	4	03 February 2016	31 May 2016
Quam Securities Limited 華富建業證券有限公司	RO	2	03 February 2016	31 May 2016
Quam Securities Limited 華富建業證券有限公司	RO	1	03 February 2016	31 May 2016
Quam Securities Limited 華富建業證券有限公司	RE	4	13 January 2016	03 February 2016
Quam Securities Limited 華富建業證券有限公司	RE	2	13 January 2016	03 February 2016
Quam Securities Limited 華富建業證券有限公司	RE	1	13 January 2016	03 February 2016
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RO	2	10 October 2012	17 June 2015
RHB Securities Hong Kong Limited 興業金融證券有限公司	RO	1	10 October 2012	17 June 2015
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RE	2	07 September 2012	10 October 2012
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	07 September 2012	10 October 2012
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RO	2	19 January 2012	25 August 2012
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RO	1	19 January 2012	25 August 2012
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司	RE	2	21 March 2005	25 August 2012
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RE	1	21 March 2005	19 January 2012
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	2	27 August 2004	21 March 2005
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	18 February 2004	21 March 2005
Celestial Commodities Limited 時富商品有限公司	RE	7	24 October 2003	03 February 2004
Celestial Commodities Limited 時富商品有限公司	RE	2	24 October 2003	03 February 2004
Celestial Securities Limited 時富證券有限公司	RE	7	24 October 2003	03 February 2004
Celestial Securities Limited 時富證券有限公司	RE	1	24 October 2003	03 February 2004
Celestial Finance Limited 時富財務有限公司	RE	8	24 October 2003	09 January 2004