SFC Licences of HUI John 許僑聲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Tonghai Securities Limited 中國通海證券有限公司
RE 9 01 November 2021
China Tonghai Securities Limited 中國通海證券有限公司
RO 2 01 September 2020
China Tonghai Securities Limited 中國通海證券有限公司
RE 2 29 June 2020 01 September 2020
China Tonghai Securities Limited 中國通海證券有限公司
RO 1, 4 14 March 2019
China Tonghai Securities Limited 中國通海證券有限公司
RE 1, 4 28 December 2018 14 March 2019
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司
RO 1, 4 29 May 2017 04 December 2018
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司
RO 2 29 May 2017 04 December 2018
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司
RE 2 07 April 2017 29 May 2017
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司
RE 1, 4 20 January 2017 29 May 2017
CMBC International Securities Limited 民銀國際證券有限公司
RO 1, 4 30 November 2016 06 January 2017
China Tonghai Securities Limited 中國通海證券有限公司
RO 1, 2, 4 03 February 2016 31 May 2016
China Tonghai Securities Limited 中國通海證券有限公司
RE 1, 2, 4 13 January 2016 03 February 2016
RHB Securities Hong Kong Limited 興業金融證券有限公司
RO 1 10 October 2012 17 June 2015
RHB Futures Hong Kong Limited 興業金融期貨有限公司
RO 2 10 October 2012 17 June 2015
RHB Securities Hong Kong Limited 興業金融證券有限公司
RE 1 07 September 2012 10 October 2012
RHB Futures Hong Kong Limited 興業金融期貨有限公司
RE 2 07 September 2012 10 October 2012
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司
RO 1, 2 19 January 2012 25 August 2012
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司
RE 2 21 March 2005 25 August 2012
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司
RE 1 21 March 2005 19 January 2012
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 27 August 2004 21 March 2005
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 18 February 2004 21 March 2005
Celestial Securities Limited 時富證券有限公司
RE 1, 7 24 October 2003 03 February 2004
Celestial Commodities Limited 時富商品有限公司
RE 2, 7 24 October 2003 03 February 2004
Celestial Finance Limited 時富財務有限公司
RE 8 24 October 2003 09 January 2004