| Institution |
Role |
Licences |
Start date |
End date |
China Tonghai Securities Limited 中國通海證券有限公司
|
RE |
9 |
01 November 2021 |
|
China Tonghai Securities Limited 中國通海證券有限公司
|
RO |
2 |
01 September 2020 |
|
China Tonghai Securities Limited 中國通海證券有限公司
|
RE |
2 |
29 June 2020 |
01 September 2020 |
China Tonghai Securities Limited 中國通海證券有限公司
|
RO |
1, 4 |
14 March 2019 |
|
China Tonghai Securities Limited 中國通海證券有限公司
|
RE |
1, 4 |
28 December 2018 |
14 March 2019 |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司
|
RO |
1, 4 |
29 May 2017 |
04 December 2018 |
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司
|
RO |
2 |
29 May 2017 |
04 December 2018 |
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司
|
RE |
2 |
07 April 2017 |
29 May 2017 |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司
|
RE |
1, 4 |
20 January 2017 |
29 May 2017 |
CMBC International Securities Limited 民銀國際證券有限公司
|
RO |
1, 4 |
30 November 2016 |
06 January 2017 |
China Tonghai Securities Limited 中國通海證券有限公司
|
RO |
1, 2, 4 |
03 February 2016 |
31 May 2016 |
China Tonghai Securities Limited 中國通海證券有限公司
|
RE |
1, 2, 4 |
13 January 2016 |
03 February 2016 |
RHB Securities Hong Kong Limited 興業金融證券有限公司
|
RO |
1 |
10 October 2012 |
17 June 2015 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司
|
RO |
2 |
10 October 2012 |
17 June 2015 |
RHB Securities Hong Kong Limited 興業金融證券有限公司
|
RE |
1 |
07 September 2012 |
10 October 2012 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司
|
RE |
2 |
07 September 2012 |
10 October 2012 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司
|
RO |
1, 2 |
19 January 2012 |
25 August 2012 |
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司
|
RE |
2 |
21 March 2005 |
25 August 2012 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司
|
RE |
1 |
21 March 2005 |
19 January 2012 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
|
RE |
2 |
27 August 2004 |
21 March 2005 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
|
RE |
1 |
18 February 2004 |
21 March 2005 |
Celestial Securities Limited 時富證券有限公司
|
RE |
1, 7 |
24 October 2003 |
03 February 2004 |
Celestial Commodities Limited 時富商品有限公司
|
RE |
2, 7 |
24 October 2003 |
03 February 2004 |
Celestial Finance Limited 時富財務有限公司
|
RE |
8 |
24 October 2003 |
09 January 2004 |