SFC Licences of NG Simon 伍世榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hooray Securities Limited 好盈證券有限公司 RO 1 25 March 2011 31 March 2023
Hooray Capital Limited 好盈融資有限公司 RO 6 20 July 2010 31 March 2023
Golden Jade Capital Limited 金瑜融資有限公司 RO 6 27 March 2009 30 September 2009
Enlighten Securities Limited 名匯證券有限公司 RO 1 27 March 2009 30 September 2009
Golden Jade Capital Limited 金瑜融資有限公司 RE 6 12 February 2009 27 March 2009
Enlighten Securities Limited 名匯證券有限公司 RE 1 12 February 2009 27 March 2009
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RO 6 09 October 2007 31 October 2008
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RO 1 24 July 2007 31 October 2008
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RE 1 03 July 2007 24 July 2007
Fubon Capital (HK) Limited 富邦融資(香港)有限公司 RO 6 05 June 2006 11 June 2007
Fubon Capital (HK) Limited 富邦融資(香港)有限公司 RO 1 05 June 2006 11 June 2007
Anuenue Securities Limited 鉅亨證券有限公司 RO 1 05 June 2006 31 March 2007
Fubon Capital (HK) Limited 富邦融資(香港)有限公司 RE 6 07 April 2006 05 June 2006
Fubon Capital (HK) Limited 富邦融資(香港)有限公司 RE 1 07 April 2006 05 June 2006
Anuenue Securities Limited 鉅亨證券有限公司 RE 1 07 April 2006 05 June 2006
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RO 6 19 August 2004 06 December 2005
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RO 1 18 May 2004 06 December 2005
Hooray Capital Limited 好盈融資有限公司 RO 6 01 April 2003 14 April 2004