SFC Licences of NG Shu Ching 吳樹青
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 | RE | 1 | 26 October 2010 | 16 December 2013 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 01 April 2003 | 31 May 2009 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 6 | 01 April 2003 | 31 January 2005 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 9 | 01 April 2003 | 31 January 2005 |