SFC Licences of YU Ming Lai 余明麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 03 November 2008 | 13 November 2008 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 03 November 2008 | 13 November 2008 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 31 October 2007 | 02 July 2008 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 25 September 2007 | 02 July 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 June 2006 | 31 August 2007 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RO | 4 | 10 April 2006 | 22 April 2006 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 15 August 2003 | 10 April 2006 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 02 June 2003 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 02 June 2003 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 02 June 2003 |