SFC Licences of ZHANG Xinxin 張欣欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 May 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 March 2005 | 14 May 2012 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 March 2005 | 06 December 2010 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 23 December 2003 | 15 October 2004 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 15 October 2004 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2003 | 15 October 2004 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 03 December 2003 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 01 April 2003 | 03 December 2003 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 03 December 2003 |