SFC Licences of CHAN Tsz Chun, Steve 陳梓駿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Interactive Brokers LLC 盈透有限公司 | RE | 2 | 28 June 2005 | 23 November 2005 |
Interactive Brokers LLC 盈透有限公司 | RE | 1 | 28 June 2005 | 23 November 2005 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 14 May 2004 | 10 November 2004 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 14 May 2004 | 10 November 2004 |
China Reserve Securities Limited 東儲證券有限公司 | RE | 1 | 10 February 2004 | 17 February 2004 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 27 November 2003 | 08 January 2004 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 November 2003 | 08 January 2004 |
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 2 | 13 October 2003 | 04 November 2003 |
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 1 | 13 October 2003 | 04 November 2003 |