SFC Licences of TAM Tsz Wing, Joe 譚子泳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 27 April 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 27 April 2021
iBest Investment Services Limited RE 3 26 July 2017 25 January 2019
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 05 June 2007 14 April 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 05 June 2007 14 April 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 05 June 2007 16 October 2019
Cinda International Securities Limited 信達國際證券有限公司 RE 1 29 August 2005 16 May 2007
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 29 August 2005 16 May 2007
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 29 August 2005 16 May 2007
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 07 September 2004 15 August 2005
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 3 02 January 2004 15 August 2005
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 01 April 2003 15 August 2005
China Everbright Forex Limited 中國光大外匯有限公司 RE 3 01 April 2003 19 March 2004
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 5 01 April 2003 11 June 2003
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 9 01 April 2003 11 June 2003