SFC Licences of CHARK Chi Wing, Alexis 翟志榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Royal Bank of Canada 加拿大皇家銀行 2 19 June 2020
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RO 5 25 June 2015 02 April 2024
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RO 4 25 June 2015 02 April 2024
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RO 2 25 June 2015 02 April 2024
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RO 1 25 June 2015 02 April 2024
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 20 April 2015 25 June 2015
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 20 April 2015 25 June 2015
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 20 April 2015 25 June 2015
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 20 April 2015 25 June 2015
Merrill Lynch (Asia Pacific) Limited RO 4 22 November 2013 31 May 2014
Merrill Lynch Far East Limited RO 2 18 May 2011 31 May 2014
Merrill Lynch (Asia Pacific) Limited RO 1 18 May 2011 31 May 2014
Merrill Lynch Far East Limited RE 2 31 August 2010 18 May 2011
Merrill Lynch Futures (Hong Kong) Limited RE 2 27 November 2006 31 August 2010
Merrill Lynch (Asia Pacific) Limited RE 1 22 November 2006 18 May 2011
Northern Trust Company of Hong Kong Limited, The RE 1 01 April 2003 25 October 2006