SFC Licences of NG Tsing Bun 吳清賓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司	RO	1	21 July 2011	08 June 2016
Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司	RE	1	04 May 2011	21 July 2011
Merrill Lynch Far East Limited	RE	2	20 September 2010	09 April 2011
Merrill Lynch (Asia Pacific) Limited	RE	1	01 April 2003	09 April 2011
Merrill Lynch Futures (Hong Kong) Limited	RE	2	01 April 2003	20 September 2010
Merrill Lynch Far East Limited	RE	1	01 April 2003	23 March 2005
Merrill Lynch (Asia Pacific) Limited	RE	7	01 April 2003	23 March 2005
Merrill Lynch (Asia Pacific) Limited	RE	4	01 April 2003	23 March 2005
Merrill Lynch Far East Limited	RE	4	01 April 2003	23 March 2005
Merrill Lynch Far East Limited	RE	6	01 April 2003	23 March 2005
Merrill Lynch (Asia Pacific) Limited	RE	6	01 April 2003	23 March 2005
Merrill Lynch Futures (Hong Kong) Limited	RE	9	01 April 2003	25 January 2005
Merrill Lynch Futures (Hong Kong) Limited	RE	7	01 April 2003	25 January 2005
Merrill Lynch Futures (Hong Kong) Limited	RE	5	01 April 2003	25 January 2005
Merrill Lynch Far East Limited	RE	9	01 April 2003	25 January 2005
Merrill Lynch (Asia Pacific) Limited	RE	9	01 April 2003	25 January 2005