SFC Licences of CHONG Ngai Chung 莊艾聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 24 March 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 24 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司
RE 3 19 August 2004 16 October 2019
Haitong International Futures Limited 海通國際期貨有限公司
RE 2 01 April 2003 15 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 01 April 2003 15 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司
RE 4, 6, 7, 9 01 April 2003 18 August 2003
Haitong International Futures Limited 海通國際期貨有限公司
RE 5, 7, 9 01 April 2003 18 August 2003