SFC Licences of LAM Sun 林晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 14 September 2021 | |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 15 September 2016 | 26 February 2021 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 22 December 2008 | 07 September 2016 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 01 April 2003 | 18 December 2008 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 9 | 01 April 2003 | 25 August 2003 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 01 April 2003 | 25 August 2003 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 6 | 01 April 2003 | 25 August 2003 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 7 | 01 April 2003 | 25 August 2003 |