SFC Licences of LAM Sun 林晨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Valuable Capital Limited 華盛資本証券有限公司 RE 1 14 September 2021
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 15 September 2016 26 February 2021
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 22 December 2008 07 September 2016
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 01 April 2003 18 December 2008
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 9 01 April 2003 25 August 2003
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 01 April 2003 25 August 2003
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 6 01 April 2003 25 August 2003
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 7 01 April 2003 25 August 2003