SFC Licences of KO Siu Yin 高少賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 04 December 2019
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 04 December 2019
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 13 February 2017 15 November 2019
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 13 February 2017 15 November 2019
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 13 August 2003 12 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 13 August 2003 12 February 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 01 April 2003 12 August 2003
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 01 April 2003 12 August 2003
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 9 01 April 2003 11 August 2003
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 5 01 April 2003 11 August 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 01 April 2003 11 August 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 6 01 April 2003 11 August 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 9 01 April 2003 11 August 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 7 01 April 2003 07 July 2003