SFC Licences of SINGH Manmohan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aletheia Analyst Network Limited | RE | 4 | 27 December 2017 | 07 March 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 10 February 2014 | 21 January 2015 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 4 | 12 March 2012 | 09 February 2014 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 01 February 2012 | 12 March 2012 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RO | 4 | 02 August 2011 | 11 November 2011 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 4 | 01 November 2010 | 02 August 2011 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 25 July 2008 | 02 April 2010 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 14 May 2007 | 30 May 2008 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RO | 4 | 17 July 2006 | 02 May 2007 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 17 July 2006 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 03 February 2004 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 03 February 2004 |