SFC Licences of WU Kei Shan 吳基山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 | RE | 9 | 11 April 2023 | |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 | RE | 4 | 07 June 2021 | |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 | RE | 1 | 07 June 2021 | |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 08 April 2015 | 20 May 2021 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 29 July 2014 | 20 May 2021 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 18 June 2014 | 20 May 2021 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 26 May 2014 | 20 May 2021 |