SFC Licences of NG Vivian 伍穎思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Optima Capital Limited 創越融資有限公司 | RE | 1 | 08 September 2008 | 16 October 2012 |
| Optima Capital Limited 創越融資有限公司 | RE | 4 | 08 September 2008 | 31 March 2010 |
| Optima Capital Limited 創越融資有限公司 | RE | 6 | 18 August 2008 | 16 October 2012 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 02 August 2004 | 06 June 2008 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 6 | 01 April 2003 | 17 July 2004 |