SFC Licences of LEUNG Yiu Lun 梁耀麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 9 | 02 February 2018 | 13 July 2018 |
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 4 | 02 February 2018 | 13 July 2018 |
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 1 | 02 February 2018 | 13 July 2018 |
Merrill Lynch Far East Limited | RE | 2 | 31 August 2010 | 22 June 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 June 2006 | 22 June 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 09 June 2006 | 31 August 2010 |