SFC Licences of TAM Gabriel Shing Yan 譚承恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 2 | 02 July 2015 | 20 March 2017 |
| Merrill Lynch Far East Limited | RO | 1 | 02 July 2015 | 20 March 2017 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 02 July 2015 | 20 March 2017 |
| Merrill Lynch Far East Limited | RE | 2 | 03 September 2010 | 02 July 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 26 October 2005 | 02 July 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 April 2004 | 02 July 2015 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 15 April 2004 | 03 September 2010 |