SFC Licences of CHUN Yan Yan, Anna 秦欣欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 13 July 2010 | |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 13 July 2010 | |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 19 March 2008 | 29 June 2010 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 March 2008 | 29 June 2010 |
Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 07 November 2005 | 12 March 2008 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 01 April 2003 | 12 March 2008 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 9 | 01 April 2003 | 09 June 2004 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 7 | 01 April 2003 | 09 June 2004 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 4 | 01 April 2003 | 09 June 2004 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 6 | 01 April 2003 | 09 June 2004 |